Transhumanism's
Vital Center
Review of James Hughes, Citizen Cyborg:
Why Democracies Must Respond to the Redesigning of Human Nature
(Cambridge, MA: Westview Press, 2004, xx + 294 pp., $26.95).
by Frank Forman
checker@panix.com
Journal
of Evolution and Technology - Vol. 14 - April 2005
http://jetpress.org/volume14/forman.html
PDF Version Citizen Cyborg
is an excellent survey of the promises and fears of technological
developments that will drastically alter humans and human nature
itself. The author, James Hughes, is a sociologist at Trinity
College in Hartford, Connecticut, and, as Executive Director of the
World Transhumanist Association, well qualified to survey
"transhumanist" issues, issues that include modifications of the
human genome and developments in biotechnology, nanotechnology, and
artificial intelligence. Hughes aims to counter fears of both left
and right "bioLuddites" who would forestall these developments. He
attempts to reassure them that radial new technologies can regulated
democratically to secure safety and widespread access. He proposes
what he calls "democratic transhumanism," which steers a middle
ground of "regulation between resignation and relinquishment,"
between the resignation that comes from whatever market forces
decide and the relinquishment that comes from prohibitions of
technology from either left or right. He seeks to capture, in other
words, what Arthur M. Schlesinger, Jr., called "The Vital Center" in
his 1949 book by that title (Boston: Houghton Mifflin). Schlesinger
meant by that phrase the broad middle ground between the extremes of
left and right, though he in fact ruled out a very large portion of
the political right as being extreme.The
vital center for Hughes is closer to the median of sociology
professors than to the American public, just as it was for
Schlesinger, and his scheme of things would involve far more
redistribution than exists in American today. Indeed, he states that
"no country in the world is as democratic as it should be" (p. 51)
and later that "no society is anywhere close to an ideal democracy"
(p. 190), which seems to refer not to inadequate constitutional
safeguards, imperfect processes in other words, but to
imperfect products, namely a too-concentrated distribution of
income. He is concerned by what he sees as inadequate participation,
but he is not clear what an adequate participation would
consist of or what the constitutional defects are in countries that
have a universal franchise. By and large, however, Hughes supports
the rights of parents both to adopt and to refuse to adopt
technology to improve their children, improvements, that is, from
the parents' point of view. He balks, however, at the rights of deaf
parents to engineer deafness in their children so that they can
belong to the deaf subculture. This puts him more at the vital
center than to the left of sociology professors. Still, he is closer
to the center of American electorate than are libertarians, who make
up a large fraction of transhumanists, whose views he considers in
detail, in his excellent short history of transhumanism.
What is missing from his book is just this
constitutional perspective of democracy as process. So, in a case
about whether to terminate life support, the constitutional
procedure is not to consult bio-ethicists in arriving at some
ostensibly objective "truth" on the matter, but rather to consider
how a representative individual would assess the costs and benefits.
In my own personal case, I feel that, should I be mostly in pain and
my children say, "Pop, it's time to go," they are probably right,
especially considering that, in my own case, my wealth will consist
primarily of my pension, which will terminate after both myself and
my spouse have died. But my pension situation and my own attitudes
are peculiar to me. Though I can use persuasion, I have only one
vote.
The constitutional issue is for the legislature to
aim at what the median voter would regard as the appropriate
trade-off and how to build safeguards into the law of which the
median voter would approve. But the existence of pressure groups
means that the leglislature will not automatically enact what the
median voter would want in this particular situation of terminating
life support, or in any other case. All constitutions will be
imperfect and subject to manipulation: the task of constitution
makers is to find a system of legislative rules, which define the
areas in which the legislature is empowered to act, and overarching
rules, such as a Bill of Rights, which will command universal
consent over the long run.
Such constitutional rules and safeguards are far
more basic and important than specific laws. I wish Hughes had
addressed constitutional procedures more and had informed us less of
his personal values and favored laws. This is all the more important
because subgroups within our country are going to be deeply divided.
Happily, Americans move an average of every seven years. Over time,
Americans will sort themselves by moving to states that give them
their preferred mix of taxes, benefits, and regulation, including
those regulations that are germane to transhumanist issues. Hughes,
however, does not take a federalist perspective (few people do), but
here's hoping that he will realize that transhumanist issues do not
need to be settled, one way or another, at the national level, but
rather that states will attract movers that offer policies that
allow and promote transhumanist developments.
All this said, there is a powerful constitutional
case for redistribution that has little to do with Hughes's strong
personal preferences on the matter. This case is what economists
call the Pareto criterion, which states that major changes should
render no one worse off while making at least some better off. A
firm outsold by a competitor is worse off, certainly, but only in
the short run, for the losers benefit in the long run by having
rules of a competitive market order in place. Hughes is not a foe of
capitalism, as such, unlike some left bioLuddites. What is the case,
or rather the prospect, is that technological development may render
large swaths of the population worse off, the most noted prospect
being mass unemployment due to the proliferation of robots and
artificial intelligence, but also the prospect of wealthy
individuals purchasing cognitive enhancements for themselves and
their children. From the perspective of a constitutional agreement
that would be accepted unanimously, legislative procedures allowing
for minimum incomes and subsidies for cognitive enhancements could
be built into the constitution. But note again that such
constitutional empowering is a matter or process and only
secondarily a matter of product. When Hughes complains that
"no society is anywhere close to an ideal democracy" (p. 190), he is
referring to product.
These criticisms of a lack of attention to
constitutional and federalist issues aside, Citizen Cyborg
offers a thorough discussion of the prospects for transhuman
developments, mostly near-term prospects having to do with health
and bodily betterment--from better medical care and life extension,
palliating and removing disabilities and mental disorders, to
cognitive enhancements and happiness pills--but rather little to
more distant prospects of cyborgs, brain uploading, man-machine
interfaces, and the Singularity, all terms well familiar to
transhumanists. Hughes does discuss the rights of subhuman animals,
particularly when they get cognitive upgrades, and those of robots,
a discussion that I hope will receive more extensive grounding in a
future book.
BioLuddite objections from the right are detailed
in the book and answers given. For the most part, these objections
stem from a view of natural rights that holds that people, including
embryonic people, have a very specific nature that is not to be
tampered with, most often on the grounds that human nature was
designed by the God of the Bible, without, Hughes fails to note,
giving chapter and verse, which we would be hearing endlessly if
they existed. The usual arguments about embryos and abortion will
continue, with little movement toward agreement. Hughes's own
arguments give ammunition to those who already agree with him but
are unlikely to change the minds of those who do not. This is very
common, and the solution would be federalism, if only that the
rightist bioLuddites have long ceased to be federalist.
A more serious bioLuddite objection from the
right, serious to those who do not share their views on embryos and
abortion but need to be addressed, is that valuable aspects of human
nature are at risk of being lost if human nature is transformed.
Suffering and death give meaning to life. The virtue of courage will
be weakened, inasmuch as courage often consists of overcoming fear.
If one's brain can be modified to suppress fear, then the hero in
battle will not be such a hero. (I doubt this applies to
intellectual courage, a far more important kind of courage.) And the
issue of genetically engineered athletes will only exacerbate
arguments over fairness that already plague arguments over blood
doping and the like. (Again, is athletics very important?)
The most serious objection, not discussed at
length by Hughes, is that human nature may become emotionally flat
like that of the robots of innumerable movies. I say that only those
who love Brahms know the full price that might be paid if human
nature loses certain traits. If Brahms-loving transhumanists are
willing to pay the price that there will never be a proper successor
to Brahms, then this counts far more than a similar statement from a
stereotypical repressed computer nerd. I support transhumanism
because I don't think the social conditions that allowed Brahms to
write his music will ever be duplicated and because, carefully
guided, upgraded humans could have more emotional depth than current
ones. A federalist pluralism is again a possible answer, for
subsocieties could arise that engineer deeper emotions. What I don't
know is whether there can be enough isolation, lasting long enough,
possibly many generations, to make this dream of a plurality of
subsocieties feasible. Hughes certainly hopes that transhumanist
technologies will not be used to perfect warfare, in which case the
first society that adopts genetic engineering, state directed or
not, will take over the world and may turn out to be made up of
emotionally flat robots.
Hughes implicitly assumes that reproduction will
continue to be among discrete organisms. Most humans, indeed all
animals above the level of corals, reproduce in this manner. When
artificial intelligence comes along, it may not be meaningful to
speak of reproduction at all. When is one computer the child of
another? This sort of speculation goes far beyond the short-term
focus of Citizen Cyborg, but the future may be upon us within
the time period Hughes addresses. Again, a topic for his next book.
Left-wing bioLuddism overlaps with that on the
right, but its big complaints are hated capitalism and fears that
transhumanist benefits will be unequally available. Hughes says that
the fears that intelligence amplification will exacerbate inequality
are correct but rather hopes that more intelligent people will come
to agree with his democratic transhumanist vision (p. 41) and
furthermore that measures can be taken to assure, not necessarily
exactly equal access, but more than the market will provide. This
can be handled, as argued above, not by being particularly
"left-wing" but by invoking the Pareto criterion that no one be made
worse off by broad changes. This is not the same as the stronger
demand that any change should benefit everyone by the same amount.
Giving in to that demand would stop all change, as Hughes notices,
and not just transhumanist improvements of the human condition.
The case against capitalism, on the other hand,
can be more serious. Jeremy Rifkin, a leftist who has teamed up even
with Christian bioLuddites, is opposed to the commodification of
life by nefarious capitalists (pp. 63-66) and with feminists is
aghast at "uteruses for hire." It is quite true that societies
prohibit certain actions from entering the "cash nexus," contracting
for one's own slavery being the most obvious example, and every
society regards gift giving as lying outside the nexus of contract.
Indeed, employers in every nation are required to place part of
their employee compensation out of their reach in retirement
programs. No society allows freedom of contract for marriage and
greatly restricts the kinds of marriages that will be permitted, in
particular provisions for disinheriting or divorcing a spouse.
Conservatives fully join leftists in this regard
of restricting what may be the subject of contract, and both groups
protest, not unreasonably, the increase of activity that has come to
fall under contract. The French, concerned with the invasion of
their culture by Disney and other American purveyors of culture,
restrict the number of American movies, even if rather
ineffectually.
In fact, globalization of capitalism has
contradictory effects. On the one hand, nations will increasingly
share cultural products, especially imports from the United States;
on the other, powerful trends to cultural diversification emerge
within countries. The number of subcultures is exploding in
every country with a more or less free economy, as profit-seeking
businesses seek to invent and exploit niche markets, the largest by
far being that for Christian Evangelicals. This is problematic, for
evangelicalism has become one more lifestyle choice, to which one
can accede or recede from at will, the very opposite of the
restoration of a monoculture, in which those refusing the Christian
offer of salvation are marginalized. Being born again in a
pluralistic society is, and is felt to be but a simulacrum of the
salvation of old.
This is the post-modern dilemma, a topic I hope
Hughes deals with more fully in his next book. He will have no
solution to the dilemma; rather he might observe that conservative
fears that society will come unglued are no longer nearly so
serious, the reason being that a general acceptance of capitalistic
exchange replaces much of the social glue that used to be
provided by religion and other forms of social control. Not as much
social glue is needed as it once was. Hughes might also explore
whether the network of communication provided by the Internet is
also providing enormous social glue. Businesses, despite what
leftists think, are generally opposed to armed conflict, for they
disrupt production and exchange. With increasing communication
across countries, people, and not just businessmen, will resist
armed attacks on their friends in other countries.
The hatred for capitalism among leftists is,
therefore, greatly exaggerated. The alternative to capitalism,
namely central planning, has failed in the eyes of all but a few
stalwart diehards. Hughes merely wants to use the state to regulate
capitalism and to redistribute income, including income that could
be used for transhumanist upgrades for self, spouse, and chilren.
Again, the problem is one of institutional design, of constitutional
process rather than specifying one's personally prefered
products. Here is hoping that his next book will reconsider his
"vital center" approach from the standpoint of institutional design.
Hughes states, "The political terrain of the
twentieth century was shaped by economic issues of taxation and
social welfare, and cultural issues of race, gender and civil
liberties. The political terrain of the twenty-first century will
add a new dimension, biopolitics" (p. 55). This is quite true, but I
suggest that a more general shift is occurring, namely that the
principal left-right political axis is going to change from
central planning vs. free market in the earlier part of the
twentieth century and equality vs. inequality in the later part to
pluralism vs. universalism in the current century. There are several
minor axes, to wit, secular vs. sacred, self-expression vs.
self-restraint, change vs. tradition, cooperation vs. competition,
tender-minded vs. tough-minded, relativism vs. absolutism, and many
more, some perhaps subsumed by others. (The left tends to be less
interested in virtue and moral education generally than the right,
and Hughes, being on the left, does not consider how children should
be brought up in a world of mass unemployment, how moral education
will instill other habits besides those of being a productive member
of society. Here's hoping that his next book will address the
matter.) There is a general clustering, not at the level of any high
theory that reduces political preferences to a single dimension, but
a clustering in fact. Left-wingers tend, albeit often quite
incompletely, to be on the left side of each axis, not always
because they have thought out each opinion, but because their
co-left-wingers also have them. Right-wingers do likewise. For
myself, I am a left-wing secularist, moderately to the right as far
as self-restraint goes, much to the left in favoring change, mixed
on cooperation, tough-minded more in rhetoric than in practice, and
fairly much an absolutist (evolution limits the feasible pace of
change quite a bit). For the major axes, I am a
twentieth-century rightist for both the free market and inequality.
What's more important is that I am decidedly a twenty-first
century leftist in favor of pluralism.
Of course, my own preferences count for no more
than those of Hughes: we each have one vote, mine counting for less,
in fact, since he reaches a greater audience. But he is very much a
pluralist and is sorely reluctant to interfere with reproductive
freedom, except perhaps in the case of deaf parents making sure that
their children will have deaf genes and become part of "deaf
culture," thus parting from his more extreme leftist friends. On the
other hand, he speculates that pressures, perhaps from the state,
will be brought to bear on parents who refuse to enhance their
children. This collides with his general pluralism, which opposes
any universalist conception of what enhancement means absolutely.
Still, the tension remains and will remain.
Cyborg Citizen deals
very little with heated foreign policy debates, but much as he
admires many aspects of America, he is probably opposed to using the
American military to spread "democratic capitalism" and "American
values" to countries in the Islamic world. He deals not at all with
foreign trade policy or the spread of American cultural products.
For my own part, as a twenty-first century leftist pluralist,
I am not pleased with the McDonaldization of the world, but as a
twentieth century free marketeer, I can see no solution worth
its cost besides urging subscribing to Adbusters and making
other acts of what Jean Baudrillard called "micro-resistance."
Hughes is not in the "vital center" of sociology
professors in at least one important respect. He states, "Contrary
to the vacuous assertions of Francis Fukuyama and Bill McKibben that
we are all biological equals, a lot of social inequality is built on
a biological foundation, and enhancement technology makes it
possible to redress that source of inequality" (p. 195). Risking a
threat of expulsion from leftist circles, he states: "Gene therapy
brings us back to Galton and the eugenicists, who were half right
about the inheritance of intelligence, although not about its
relationship to race and class.... These findings and other
accumulating evidence give strong support to the idea that there are
a finite number of genes that determine general intelligence, 'g',
and not just separate genes determining individual intellectual
capacities like memory, spatial visualization or verbal skills" (p.
39).
Intelligence is quite bound up in the equality
issue, but let us depart from that twentieth century
preoccupation and hope that there has been so much cullture-gene
coevolution, even along racial lines, that there will be major
internal resistance to a universal culture, thus keeping the
world safe for pluralism. I keep looking for and finding signs that
leftists are indeed shifting to pluralism as the principle
left-right political axis, that the failures of egalitarian programs
to make people more equal though environmental manipulation are now
so apparent to leftists that they are no longer pushing them, just
as they are no longer pushing centrally planned economies. Their
hatred of capitalism is no longer grounded on the lost opportunity
to centrally plan the economic system, and not even that much any
more over its generation of inequality, but rather because of its
supposed cultural hegenomy. Hughes's egalitarianism is not greatly
concerned with the generation of inequality but with what he sees as
unacceptable products of that generation. Yet this outcome
can be handled by the Pareto criterion in a renegotiated social
contract, which will include provision of income transfers--remember
he gets only one vote on how much--part of which may be devoted to
using new transhumanist technologies. His next book should consider
more carefully whether only a generalized transfer should be made or
whether certain technologies should be provided for all, whether
they want to pay for them or not, as is already the case for much of
health care.
I keep urging the author of Citizen Cyborg
to write another book. A major omission is that he does little to
argue that democratic transhumanism must be offered in order
to be accepted, as opposed to his just telling us "this is how I
want the world to be." He is confident that, as intelligence is
boosted, more and more people will come to agree with him. Replace
him with me, please. But no, more intelligent people will tear up
any blueprints we make for the future and replace them with far
better ones. I want enough pluralism for this to happen, if only
because my own culture, based as it is in Europe, just as it is for
our author, has changed so much over the course of its history that
only a universalist could pretend that all answers have been found.
Most of all, I urge Hughes to move out of the
twentieth century and into the twenty-first: "At the turn of the
century most working people in the industrialized countries worked
3000 hours a year from their early teens to the day they died" (p.
215). Gotcha! (He was referring to the beginning of the last
century.) Here's hoping that his next book will take up
constitutional design, process against products, and the shift to
pluralism vs. universalism as the major political divide between
transhumanists and bioLuddites. The vital center is shifting, and he
should shift along with it.
The citations are available only online, at
http://changesurfer.com/resources.htm, which should be consulted as
well. I deplore what would have tacked on at most an extra fifty
cents to the cost of the book, but resources online can always be
updated, the last updating as I write this being March 14 this year.
--------------
Frank Forman is an economist at the U.S. Department of
Education--his views are distinct from theirs--and the author of
The Metaphysics of Liberty (Dordrect, Holland: Kluwer Academic,
1989). He regularly participates in Internet discussions under the
handle of Premise Checker. His e-mail address is checker@panix.com
and his website http://www.panix.com/~checker .
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